Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
The Bank of Thailand (BOT) and the Securities and Exchange Commission (SEC), as co-leads of the Thailand Taxonomy Board released the draft Thailand Taxonomy Phase I for public consultation during 26
and manage investors’ investment portfolio? What are the roles of the “Finfluencer” in providing quick and easily accessible advice? How can regulators employ technologies to monitor and protect
Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)
Bangkok, December 11, 2014 ? The Securities and Exchange Commission, Thailand (SEC) and alliances comprising the Bank of Thailand, the Office of Insurance Commission, the Stock Exchange of Thailand
Palmer & Turner (Thailand) Ltd MJD.IR.003/2561 28 February 2018 Subject : Clarification of the operating result for the year 2017 ended December 31, 2017 To : Director and Manager The Stock Exchange