Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private...
The move follows SEC hearing at the end of 2018 on the amendment of the regulations on the maintenance of capital of investment management companies that manage property funds and infrastructure
SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of REITs or
The seminar series will showcase a pool of knowledge and advice from certified financial planners (CFP) and experts on financial, investment and debt management. Investors and the interested public
The Securities and Exchange Commission (SEC), in collaboration with nine partner organizations from the public and private sectors, co-organized the "Winner Announcement & Showcase" as part of the
digital showcase ในปีนี้ ก.ล.ต. ได้ร่วมออกบูธในรูปแบบดิจิทัล (digital showcase) โดยจัดทำเอกสารประชาสัมพันธ์และสื่อดิจิทัลให้ความรู้ที่เกี่ยวข้องให้ผู้เยี่ยมชมสามารถศึกษาข้อมูลได้ทางออนไลน์ และสามารถ
City” which available 24 hours for 5 consecutive days. The online exhibition booths consist of (1) Digital Showcase, (2) Global Summit, (3) Business Matching and (4) 1-on-1 Consultation Clinic. This
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the