Bangkok, January 20, 2009 ? The SEC?s Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) resolved to impose fines on nine offenders for manipulating share prices of TWZ Corporation Plc. (TWZ) and Wyncoast Industrial Park Plc. (WIN) and insider trading of Ascon Construction Plc. (ASCON) shares with details as follows:TWZ price manipulation: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TWZ...

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Thai Market Misconduct × Home >   กฎหมาย / กฎเกณฑ์ >   สรุปกฎเกณฑ์ >   การป้องกันการกระทำอันไม่เป็นธรรม

tricking the client to sign on a unit transfer order that was falsefully presented to the client as the subscription order for the units of the solicited fund.Niran's misconduct was deemed a failure to

true owners of such right suffered damage; however, Krungthai Zmico has already returned the right to the IPO allocation to the clients. Niparporn’s misconduct against investors’ assets is deemed failure

Bangkok, February 21, 2007 ? The SEC has issued administrative sanctions on four investor contacts on the grounds of aiding or abetting unorganized market loans and malpractices relating to

staff will contact you back during the next business hours. Should you encounter any corruption or malpractices of any SEC official,  you can lodge a complaint together with ​relevant facts and evidence

personal interest. On account of such wrongdoings, she was dismissed from the I V Global.The SEC viewed that Tippawan had committed such wrongdoings with careful plot , concealing her continuous securities

such severe wrongdoings, Chalerm is deemed unfit to perform the duty as investor contact and revokes the approval status of the investor contact for ten years, starting from June 23, 2011.Concurrently

of the two investor contacts? misconducts described above, the first client suffered damages worth almost 12 million baht. In view of such severe wrongdoings, the SEC revoked the approval for