Earlier, the SEC conducted a public hearing on the principles for revising the rules on the maintenance of net capital adequacy for business operators in the part related to the use of subordinated

Maintenance of Capital of Investment Advisors and Derivatives Advisors

Re: Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange

Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange

Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital

Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

the evening of 7 June 2017, it has been found that the disclosure lacks sufficient details on the cause and effect of the default on other debts, EARTH's financial condition and operating results. Since

later disclosed to the public in the evening of February 28, 2014.The use of inside information to trade securities to gain unfair benefits over other investors is in violation of Section 241 of the

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and