management process of mutual funds, the SEC encourages asset management companies to strengthen the efficiency of such process. This includes establishing a clear risk management policy and measures

• Lunch break is not a universal pattern of equity market trading • A handful of markets maintain the lunch break, e.g. Singapore attempted to adjust the lunch break but eventually re-instated it. • Lunch

World Investor Week is a global campaign promoted by the International Organization of Securities Commissions (IOSCO) to raise awareness about the importance of investor education and protection. The

company shares and are one of the factors in the selection of securities for SET50, SET100 and SETHD. Yet, given that these important criteria were last revised in 2008, SEC views that it is appropriate for

will be 1.95 million baht. Regarding the PP offer price of 1.4381 baht per share, it is derived from the negotiation with reference to the weighted average price during the consecutive seven business

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

The measures include the Bank of Thailand (BOT)’s permission for financial institutions that have purchased investment units of daily fixed income funds to place such investment units as collateral

crime.Given the current circumstances, SEC is proposing to introduce measures for supervision of digital asset businesses in this matter, and the SEC Board Meeting No. 15/2563 dated 3 December 2020 has

Following a report from Maybank Kim Eng and SEC’s further investigation, it was found that from the month of May to 5 October 2016, Pusit, who was the company’s executive at the time, had taken

-quality assets, the public is asked not to rush to redeem during this period of market abnormality. Doing so might result in prices that are significantly below fair value.___________________