Likelihood Rare (1), unlikely (2), possible (3), likely (4), very likely (5) Magnitude of impact Insignificant (1), minor (2), moderate (3), major (4), significant (5) Adaptability Very low (1), low (2
Act or Omission to Act Which is Likely to Frustrate Tender Offer of Business (No. 2)
Act or Omission to Act Which is Likely to Affect Tender Offer of Business
Alist Private Company Limited Alist Private Company Limited was liable for its failure to prepare and submit the default report of bills and debentures, incident which affects or is likely to affect
of other persons by using material non-public information concerning the result of the last negotiation that SOLAR and Wuxi Suntech Power Company Limited were likely to win the bid for 3,200 million
likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the company within the period specified by the notification of
misleading information in such a manner that was likely to have an effect on the price of share of GL or the decision making on the investment of share of GL . This case is in the process of inquiry by the
Mr. Komen Niyomvanich In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed
to prepare and submit the incident which affects or is likely to affect the rights and interests of securities holders or the decision-making on investment or the change in the securities price of the