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Bangkok, July 31, 2006 ? The SEC has suspended Amornrat Luengwilai from functioning as an approved investor contact (marketing officer) for a period of six months on account of buying and selling
Bangkok, July 31, 2006 ? The SEC has suspended Kusol Sithiwong from functioning as an approved investor contact (marketing officer) for a period of two years on account of buying and selling
Bangkok, February 2, 2007 ? The SEC has suspended Phornphimon Lertithibaht from the approved list of investor contacts functioning as marketing officers for a period of six months starting from January 31 to July 30, 2007. The suspension was due to Phornphimon?s sending of improper trading orders to the trading system and conspiring with persons who were neither trading account owners nor their appointees in fabricating evidence of transaction confirmation on the telephone recording system o...
Bangkok, August 26, 2009 ? The SEC revoked its approval for the investor contact status of Napasanan Warapichayodai, former marketing officer at Merchant Partners Securities Public Co., Ltd., for
Category A investor contacts (securities analyst). The term of the upgraded status will be equal to the remaining term of their Category B status; 2.An investor contact, who has acquired an approval from
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Bangkok, February 2, 2006 ? The SEC has cancelled an approval for Sanguan Thiravetyan as an investor contact functioning as marketing officer after finding that he had violated the rules of conduct
Bangkok, August 28, 2007 ? The SEC has revoked the approval for an investor contact functioning as a marketing officer by the name of Sutthasinee Sitti on account of misappropriating client assets