Facebook Page ชื่อ Investment success : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Investment success. : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
Bangkok, August 22, 2007? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of nei...
Bangkok, August 22, 2007 ? Almost 70 percent of the 460 listed companies participating in the second Annual General Shareholders Meeting (AGM) Assessment Program have achieved good average score ( 70 points), an increase of 20 percent comparing to last year?s assessment. A brainchild of the SEC, the Thai Investors Association (TIA) and the Thai Listed Companies Association (LCA), the program was launched as a pilot project in 2006 and has increasingly attracted enthusiastic interest of ne...
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose