KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2014 - 27/03/2014

KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 01/10/2012 - 10/10/2012

Mr. Arkhom Termpittayapaisith, Minister of Finance, presided over the public conference and gave a keynote address on the topic, “Capital Market Development Policy: Mechanism to revive Thai Economy post-COVID-19”. As well, Mr. Pichit Akrathit, SEC Chairman, also gave his speech on the roles of Thai capital market toward the Thai economy and the roles of the SEC in laying out policies and directions for future development. Together with, Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, articula...

KWI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 03/03/2016 - 08/03/2016

KWI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 23/07/2007 - 02/08/2007

KWI ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 09/05/2008 - 15/05/2008

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose