their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

. This is one of the most reputable company in Thailand. The transaction value amounts to Baht 8,380,000.00 which is greater than Baht 1,000,000.00 but less than Baht 20,000,000.00. Please be informed

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

technology and its uses in business management. This is one of the most reputable company in Thailand. The transaction value amounts to Baht 9,425,000.00 which is greater than Baht 1,000,000.00 but less than

. This is one of the most reputable company in Thailand. The transaction value amounts to Baht 8,380,000.00 which is greater than Baht 1,000,000.00 but less than Baht 20,000,000.00. Opinion of the Audit

ๆ เช่น - บัตรกำนัลดิจิทัล (digital voucher) คูปอง คะแนนสะสม (loyalty point) ทีอ่ยู่ในรูปแบบ โทเคนดิจิทัลบนระบบ digital ledger technology (DLT) หรือหน่วยอิเล็กทรอนิกส์ใด ๆ - บัตรคอนเสิร์ต บัตรชม