had to pay redundant expenses without the knowledge of the undisclosed information of such conflicts of interest, both before and after investing in such foreign funds;                (3)  failing to

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

introduced and apply to the qualified DW issuers.  In addition, the redundant information disclosed and signing requirement in the filing will be eliminated. SEC Secretary-General Vorapol Socatiyanurak said

business, which also reduces redundant identification processes.  As a result, trading account opening process in the capital market will be swift, effective, and reliable, also investors will be

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

conflicts of interest. The revised rules also protect the best interest of investors by prohibiting collection of redundant fees, prohibiting the exercise of the voting right of the invested funds

ๆ เช่น - บัตรกำนัลดิจิทัล (digital voucher) คูปอง คะแนนสะสม (loyalty point) ทีอ่ยู่ในรูปแบบ โทเคนดิจิทัลบนระบบ digital ledger technology (DLT) หรือหน่วยอิเล็กทรอนิกส์ใด ๆ - บัตรคอนเสิร์ต บัตรชม