their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

optics infrastructure service within the SPI’s industrial parks i.e. Si Racha District of Chonburi Province, Kabinburi District of Prachinburi Province, Mueang Lamphun District of Lamphun Province, and Mae

PCB Factory Project at Rojana Industrial Park, Ayutthaya Province 11/05/2021 17:10 Acquisition of Assets Remark:   Data will be displayed within 3 years. Last updated on 19 January 2023

such as investment consultant registration, ?Pride of the Province? project and making complaints relating to capital market. ?12? stands for 12 months throughout the year while ?07? signifies seven days

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

, received the donation on this special occasion. The project focused on three areas, namely: (1) Nakhon Pa Mak Subdistrict, Bang Krathum District, Phitsanulok Province; (2) Tham Yai and Tha Wang