their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

BBL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 23/12/2002 - 25/12/2002

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 03/01/2005 - 10/01/2005

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 21/11/2006 - 29/11/2006

ONE ASSET MANAGEMENT LIMITED| | Offering Date : 01/01/2011 - 01/01/2011

PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED| | Offering Date : 09/02/2011 - 16/02/2011