their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

Bank”), the undersigned is pleased to confirm that the Bank had invested 3,349,610 common shares of the Bank’s shareholdings in Perennial HC Holdings Pte. Ltd. (“the Company”) which has registered in

Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had invested 1,111,111 common shares of the Bank’s shareholdings in Siam Solar Generation Company Limited (“the Company”) as follows

Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had hold the common shares in Thai Payment Network Company Limited (“the Company”) as follows: Name of “the Company” : Thai Payment

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

importance of ESG and the implementation of ESG principles into real practice. We are pleased to support this timely introduction of the Guidelines which will help capital market professionals to integrate