On behalf of SEC, Secretary-General Ruenvadee Suwanmongkol accepted the Honorable Mention Plaque and Certificate of the 9th NACC Integrity Awards 2019 from Pol. Gen. Watcharapol Prasarnrajkit, NACC
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
. Honorable Mention: “BigBox” Public Category5. Grand Prize Winner: “TTF: Teen Titans of Finance”6. 1st Runner-up: “LottoVest”7. 2nd Runner-up: “PangNoi”8. Honorable Mention: “ESG Ez Invest”
“Cybersecurity Incident Playbook: Priorities & Best Practices”, which will be graced by the presences of honorable speakers from private sector and SEC Assistant Secretary-General Kumpol Sontanarat will give
Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019 SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of https://publish.sec.or.th/nrs
/phs1513585004hearing_34_2560e.pdf 8841pe_r.pdf UNOFFICIAL TRANSLATION “SEC Thailand is a recipient of Digital Government Awards 2020 and Honorable Mention of the 9th NACC Integrity Awards 2019” Office of the Securities and Exchange