, Section 133 and Section 136 of the Securities and Exchange Act B.E. 2535 (1992). On 13 March 2020, the Settlement Committee imposed a fine of 8.06 million baht on the company. In the case of Mr. King, he
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED | Q1/2011
FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED | Q2/2011
FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED | Q3/2011
FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED | Year 2011
Publication Document - FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED : FMT สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:50 Publication Document Please enter
Publication Document - FINE METAL TECHNOLOGIES PUBLIC COMPANY LIMITED : FMT สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 01 April 2022 22:30 Publication Document Please enter search