their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)
Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)
Palmer & Turner (Thailand) Ltd MJD.IR.003/2561 28 February 2018 Subject : Clarification of the operating result for the year 2017 ended December 31, 2017 To : Director and Manager The Stock Exchange
Palmer & Turner (Thailand) Ltd MJD.IR 003/2561 วนัที ่28 กมุภาพันธ ์2561 เรือ่ง ชีแ้จงผลการด าเนนิงานส าหรบัปี 2560 ส ิน้สุดวนัที ่31 ธนัวาคม 2560 เรยีน กรรมการและผูจ้ดัการ ตลาดหลกัทรพัยแ์หง่
Palmer & Turner (Thailand) Ltd MJD.IR.003/2561 28 February 2018 Subject : Clarification of the operating result for the year 2017 ended December 31, 2017 To : Director and Manager The Stock Exchange
Palmer & Turner (Thailand) Ltd MJD.IR 003/2561 วนัที ่28 กมุภาพันธ ์2561 เรือ่ง ชีแ้จงผลการด าเนนิงานส าหรบัปี 2560 ส ิน้สดุวนัที ่31 ธนัวาคม 2560 เรยีน กรรมการและผูจ้ดัการ ตลาดหลกัทรพัยแ์หง่