Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 12/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 15/12/2003
Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/12/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 18/12/2008
Reporting Person : - | Type of securities : - | Date of reporting obligation : 30/09/2008
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market