According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
Following investors’ complaints and SEC’s further investigation, it was found that during 2013 – early 2015, a group of persons opened a learning course on the topic of technical analysis and gave
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
Further to requests via the media for the SEC to promptly announce the result of its investigation on SCIB-C1 case, the SEC would like to inform that presently, the investigation into SCIB-C1 case
Bangkok, January 22, 2009 ? The SEC has devoted its resources into the inspections of documentary evidence which may be related to the case of possible violation of securities laws involving S.E.C. Auto Sales and Services Plc. (SECC), Picnic Corporation Plc. and World Gas (Thailand) Co., Ltd. The evidence has been seized during the raids on relevant premises conducted by the police and the SEC officers.Today (January 22, 2009), 30 SEC officers together with more than 30 police officers of the Ro...
Bangkok, October 13, 2006 ? On June 30, 2005, the SEC filed criminal complaint against former executives of Picnic Corporation Plc. ("PICNI") with the Department of Special Investigation (DSI) for
may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter
Bangkok, December 17, 2008 ? The SEC reported considerable progress on the investigation into the case of S.E.C. Auto Sales and Services Plc. ("SECC"). The results are expected to come out soon and
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose