coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
company for 5 years, and as major shareholder of derivatives business operator for 10 years. Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117
Microsoft Word - Performance Q3_2561_English_ (Translation) NAWARAT PATANAKARN PUBLIC COMPANY LIMITED SUMMARY OF FINANCIAL POSITION AND PERFORMANCE FOR THE PERIOD OF THREE MONTHS ENDED SEPTEMBER 30
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
Microsoft Word - Performance Q3_2561 _Thai_ kk บริษัท เนาวรัตน์พฒันาการ จาํกัด (มหาชน) คาํชีแจงฐานะการเงนิและผลการดาํเนินงาน สําหรับงวดสามเดือน สินสุดวนัที& 30 กันยายน 2561 1. วเิคราะห์ผลการดาํเนิน