their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex

coverage lapsed.  Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market

their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his

providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

sales from the Company, the subsidiary in the Philippines (Halcyon Technology Philippines Inc. or “HP”) and the subsidiary in Vietnam ( Halcyon Technology Vietnam Co., Ltd. or “ HV” ). After eliminating

subsidiary in the Philippines (Halcyon Technology Philippines Inc. or “HP”) and the subsidiary in Vietnam (Halcyon Technology Vietnam Co., Ltd. or “HV”). After eliminating related transactions, the segment had

. Her action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation of Section 89/7 of the SEA. This case is under

authorized director, causing the company to suffer losses. His action was deemed failure to perform duty with responsibility, due care, and loyalty for the best interest of the company, which was a violation

Drive industry, which supported the revenue of the Company and subsidiary in the Philippines (HP) to grow substantially as a result of increasing demands from customers since the end of 2016. Also, in Q4

ลา้นบาท เพิ่มขึ้น 168.88 ลา้นบาท คดิเป็นรอ้ยละ 28.00 จากงวดเดยีวกันในปี 2559 รายไดท้ีเ่พิม่ขึน้เป็นผลหลกัจากการฟ้ืนตัวของ อุตสาหกรรมฮาร์ดดสิกไ์ดร์ฟ ท าใหบ้ริษัทฯ และบรษัิทย่อยในประเทศฟิลปิปินส ์(HP) มี