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their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
Baht) 568,650.54 As of : 31 Jul 2024 Last Updated : 09 Aug 2024 More information Debenture summary Debt Securities Offerings Classified by Term Download data Long-Term Debt Securities Offerings
Asset Value Classified by Asset Management Companies ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 [Private Funds] Number of Private Funds and Net Asset Value Classified by Asset
results Securities Offering ( 12 record(s) found) No. Report Name Data File As of Data Definition 1 Equity Securities Offerings Classified by Type of Offerings Quarter 2/2023 2 Debt Securities Offerings
Scorecard ปี 2564 2024-07-23 Fund No. Dataset name File Last updated 1 Mutual Fund : Outstanding Classified by Fund Grop 2024-06-28 2 Investment of Mutual Funds Classified by Types of Assets 2024-08-09 3