their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex
coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform duties or provide services with loyalty in accordance with the Notification of the Capital Market
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
On 14 August 2019, the SEC and 12 organizations in the capital market officially co-launched the Capital Market Governance Promotion Initiative in Celebration of HM the King’s Coronation with the
providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose
Vajiralongkorn Phra Vajiraklaochaoyuhua (Rama X)’s kindness towards the Thai people and a celebration of the auspicious occasion of HM the King’s Coronation. The SEC and the 12 allies are leading the Initiative
Maha Vajiralongkorn Phra Vajiraklaochaoyuhua (Rama X)’s kindness towards the Thai people and a celebration of the auspicious occasion of HM the King’s Coronation. The SEC and the 12 allies are leading
and seven other allies under the Capital Market Governance Promotion Initiative in Celebration of His Majesty the King’s Coronation. The TRBN launch will be held on 2 December 2019 and presided over by