SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of

Logical Solution Co., Ltd. Between August 2001 and 22 May 2003, Logical Solution Co., Ltd. with other alleged persons operated securities brokerage business and solicited foreign clients to invest in

Mr. Matthew Stanley Pearsall Mr. Matthew Stanley Pearsall as the Director responsible for the operation of Logical Solution Co., Ltd. violated section 301. The public prosecutor issued a prosecution

Securities Company Granted an Exemption from Application for Approval of Person to be Major Shareholder

of big data analysis.Experts in financial technology (FinTech) business will share their views and experiences in transforming large and complex raw data into logical, useful information on investors

2 Background • Development of investment portfolio theory • TPT, MPT and PMPT (Lekovic, 2021) • Modern Portfolio Theory (Markowitz, 1952) • Rational investor • Multiple Assets • Overall risk • The

. II) The rights and equitable treatment of shareholders and key ownership functions; The chapter identifies basic shareholder rights, including the right to information and participation through the

..................................................................................................................................... 13 Shareholder Proposals: The Basics .................................................................................................................. 15 Shareholder Resolutions and Constructive

and Construction Public Company Limited (“Unique”) would like to inform regarding to a Connected Transaction since the major shareholder of Suphankeeree Company Limited (“Suphankeeree”) is the same

association and the directors of TIA’s Shareholder Rights Protection Volunteer Club, and discussed the ways to enhance shareholder and investor rights protection in response to the changes in capital market