SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in
According to the information from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that from 25 July to 9 August 2017 (a total of 11 business days) Surin had been continuously trading PICO’s shares in his four securities trading accounts, that is, he submitted trading orders in a manner to drive up the share price by submitting a large number of trading orders. As a result, the price and trading volume of PICO’s shares were not in a normal market conditio...
Logical Solution Co., Ltd. Between August 2001 and 22 May 2003, Logical Solution Co., Ltd. with other alleged persons operated securities brokerage business and solicited foreign clients to invest in
Co., Ltd. (6) Logical Solution Co., Ltd. (7) Graham Leslie Arthur Peveller (8) Matthew Stanley Pearsall and (9) Clifford James Brown for jointly operating securities business in the category of
Mr. Matthew Stanley Pearsall Mr. Matthew Stanley Pearsall as the Director responsible for the operation of Logical Solution Co., Ltd. violated section 301. The public prosecutor issued a prosecution
movement was extremely high. However, since SCIB-C1 price movement was in line with the SCIB share price movement, such a wide range is considered logical and explainable. 2. No person sold SCIB-C1 at a
will be the opportunity for the company to expand the investment in the future. Moreover, the transaction is reasonable due to increase the income of the company. The company bargains the 90 – day volume
more than 10 years, the total jail term was therefore reduced to 20 years* under Section 91 of the Penal Code. Owing to the fact that the defendant made confession with the SEC, his acts had impacted
? shares, construction contracts, machinery procurement and installation contracts, as well as misuse of NE and ESES whose controlling person was Bhusana as a channel for committing fraudulent acts in many
owing the outstanding balance of fuel charge worth 53.62 million baht was capable of debt repayment to the company before the auditor signed off the disclosure of the annual financial statements for the