Motivation • The measurement of asset value is arguably continuous, but trades can only occur at discrete prices. • Would the changes in tick sizes affect trading behavior of different investors? Motivation

is intended to propose the draft notification that will cover the clear segregation of work for the delegation of other persons to operate.  The draft notification also allows business operators to

are granted the rights to benefits, such as tax incentives, and the OSEP is currently in the process of drafting subordinate legislations and other related procedures, for the promotion of social

Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand

and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) stipulates that no securities companies shall engage in any other business which is not a

, from the beginning to the end. This type of lawsuit is another solid legal option for investor protection and remedy,” said Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary

This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to

are underestimated and (3) familiarity bias: making decision based on familiarity such as investing in the firm for which the investor is working. As the regulator, the SEC has put more weight on

Limited (the “Company”) before making a decision to invest in Securities. This presentation is for information purposes only and is intended only for the initial direct attendee of the presentation. It may

investment, and also build up immunity for themselves against fraudulent solicitations via a variety of tools for all ages. The tools have been designed to be compatible and appropriate for beginners who