In the past, SEC had been approving securities business operators to assign outsourcing in other operations related to businesses for the effectiveness and flexibility of the operation. Business providers are still responsible for any actions operated by the outsourced company while the outsourced company must also have the readiness in both personnel and the operating system, and such operation must be under appropriate supervision.SEC is revising the regulations regarding supervision of...

Type of securities : Common share | Effective Date : 06/05/2022 | Close Selling Date : 13/05/2022

Outsourcing Function related to Business Operation to Third Party

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

TIA has played important roles as representative of minority shareholders. The ?right protection volunteer? project has thus become a key function supporting the assessment of AGM quality. In the past

initiated the AGM quality assessment project where TIA has played important roles as representative of minority shareholders. The ?right protection volunteer? project has thus become a key function supporting

Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 51/2561 Re: Outsourcing Function related to Business Operation to Third Party ____________________ Whereas

waiver of the filing fee, and lift the requirement that a financial advisor participate in the preparation for the PO application and the registration statements.In drafting the proposed amendments, the

Under the amendments, SEC has proposed to lift the limitations on unitholding which bar any person or any associated person from holding investment units in a mutual fund over one third of the