List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง

the SEA?s Section 241, securities trading of the former GPF head in advance of the fund by using information about the fund?s pending orders (front running) is a breach of professional ethics for taking

;">ที่ กลต.กธ. (ว) 21/2555 เรื่อง การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง Head of compliance ตามที่สำนักงานได้นำส่งประกาศคณะกรรมการกำกับตลาดทุน ที่ ทธ. 39/2555 เรื่อง การจัดการให้มีหน่วย

help us strike a balance between effective supervision and liberal innovation more appropriately,? said SEC Chief. The five strategic measures are:  1.  Integration with foreign markets: Within ASEAN

help us strike a balance between effective supervision and liberal innovation more appropriately,? said SEC Chief.The five strategic measures are:? 1.? Integration with foreign markets: Within ASEAN, the

Company Work Experience 1 Mr.Parin Sathianpagilanagorn - Bachelor's Degree Thammasat University Faculty of Liberal Arts, French Major (1st Class Honours) - Scholar Association thailandaise des professeurs

Corpo- ration for their financial contribution. This Report was prepared by Fianna Jesover, Senior Policy Ana- lyst, OECD with the oversight of Grant Kirkpatrick, Deputy Head, Corporate Affairs Division

. She graduated with a bachelor’s degree in administration and liberal arts from California at Berkeley, the USA. She received scholarship from Sir Edward Youde Memorial Fund Scholarship from Hong Kong

bachelor’s degree in administration and liberal arts from California at Berkeley, the USA. She received scholarship from Sir Edward Youde Memorial Fund Scholarship from Hong Kong Government. Ms. Angie Yick Yee