, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C.Industries public company Limited and Subsidiary Companies For the period
Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C. Industries Public Company Limited and Subsidiary Companies For the period
Clarification of Operating Results and Financial Position Clarification of Operating Results and Financial Position D.T.C. Industries public company Limited and Subsidiary Companies For the period
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
Microsoft Word - 3. Financial Position and Operating Performance of Q'1-2017 Our Ref: CEO 016/2017 15 May 2017 Subject Clarification on First Quarter’s Operating Performance (1/2017) Attn. To The
Microsoft Word - 4. Financial Position and Operating Performance of Q'2-2017.doc Our Ref: CEO 017/2017 11 August 2017 Subject Clarification on Second Quarter’s Operating Performance (2/2017) Attn. To