Bangkok, 8 November 2017 ? In the continued effort to develop the bond market, the SEC is revising the relevant rules and regulations to better respond to the changing market conditions and investors? demands. This is to ensure that debt securities will continue to be a key product of choice for fund mobilization, while investors are better protected. Assistant Secretary?General Charuphan Intararoong said: ?The bond market is one of the three pillars of the Thai economy apart from equity and co...
This initiative follows the government's recent introduction of tax incentives aimed at bolstering investments in ESG stocks and strengthening the Thai capital market. These incentives apply to both new investments in Thai ESGX and the transfers of existing LTF investments to Thai ESGX during a designated two-month window from May to June 2025, in accordance with the Revenue Department’s rules. The SEC has established relevant regulatory guidelines governing the establishment and management of T...
government's new tax incentive program, on 28 April 2025, at SET Building.More details in SEC News No. 106/2025 headlined, Capital market sector gears up to accommodate Thai ESGX IPOs and centralized LTF
SEC, as the agency responsible for the supervision and development of the Thai capital market, focuses on the development of more options for SMEs and startups to mobilize funds through the capital market by issuing shares or debt securities that suit the business sector. SEC now allows fund mobilization through crowdfunding, which makes use of digital technology to make the fund mobilization process for SMEs and startups easier and quicker.In addition, since June 2019 SEC has been trying...
the person who will become the mutual fund supervisor; (2) relationship between the mutual fund supervisor and the securities company; (3) arrangement of organizational structure and internal controls
investors and related parties in the capital market. Dr. Vorapol Socatiyanurak, SEC Secretary-General, said that The SEC continuously gears its effort toward human resources development, both capital market
investors and related parties in the capital market. Dr. Vorapol Socatiyanurak, SEC Secretary-General, said that ?The SEC continuously gears its effort toward human resources development, both capital market
penetration testing frequency to once every three years, increasing controls for generic user accounts, and maintaining incident records for at least two years with root cause analysis; (4) To adjust the
reporting such incidents to the SEC; (4) To adjust the applicable scope for investment advisory business operators to ensure that they will be able to implement sufficient controls for managing