increase purchasing power. SEC therefore proposes the inclusion of additional securities classes for margin lending by securities company to the customer for investments apart from listed securities. Such
The Capital Market Supervisory Board’s meeting on 3 March 2020 approved in principle the inclusion of more asset classes eligible for use in the repo / reverse repo agreements between securities
switching of classes must be clearly described in the scheme. (3) Seeking a resolution of unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a
amendment to the regulations on repurchase and reverse repurchase (repo) agreement to extend the asset classes eligible for such transactions between securities companies and non-institutional investors. The
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
................................................................................................................ 19 Voting: It’s All About Communication ................................................................................................................ 20 ENGAGEMENT IN OTHER ASSET CLASSES Private
principle that the asset classes eligible for the repurchase (repo) and reverse repurchase (reverse repo) agreements between the securities companies and non-institutional investors be extended to include
funds into 5 classes, namely equity fund, fixed income fund, mixed fund, property fund and commodity fund where the classification will be revised every one and a half year. For newly-registered mutual
a focus on key consequences; c) risk oversight approach and processes; d) how lessons learnt have been applied to improve future outcomes; and e) the principal risks to the company’s business model