The SEC has improved the procedure for handling complaints from investors and the general public to ensure better service quality. The new procedure includes three phases of clearer status updates to
Bangkok, 8 November 2017 ? The SEC is seeking public comments on the draft amendment to the Ministerial Regulation for Securities Business Licenses to provide flexibility and support new businesses in the future. The key objective is to put in place a new licensing regime whereby a more specific type of license could be issued to be in line with the applicant's business model. This aims to replace the current regime whereby each license represents a bundle of business undertakings, which proves...
) whether or not the transaction has been carried out on an arm’s length basis; and (ii) the procedure undertaken or which will be undertaken to ensure that such transaction will be carried out on an arm’s
arm’s length basis; b. that will continue after the close of the offer, disclose (i) whether or not the transaction has been carried out on an arm’s length basis; and (ii) the procedure undertaken or
not the transaction has been carried out on an arm’s length basis; and (ii) the procedure undertaken or which will be undertaken to ensure that such transaction will be carried out on an arm’s length
● “√– (substance) ¢Õß√“¬°“√‡ªìπ∏√√¡ §◊Õ √“¬°“√π—Èπ ¡‡Àµÿ ¡º≈ ‡ªìπ‰ª‡æ◊ËÕª√–‚¬™πå∑’Ë¥’∑’Ë ÿ¥¢Õß∫√‘…—∑ ·≈– ‡ß◊ËÕπ‰¢¢Õß√“¬°“√‰¡à·µ°µà“ß À√◊Õ‡ ¡◊Õπ°—∫°“√∑” √“¬°“√°—∫∫ÿ§§≈¿“¬πÕ° (armûs length basis) ● °√–∫«π
the extent applicable to the offering procedure: 1. The time period during which the offer will be open, and where and to whom purchase or subscription applications shall be addressed. Describe whether
. 4. Also indicate if the proceeds have been or will be used to acquire assets from related parties, and whether the acquisition will be transacted on an arm’s-length basis. 5. If the proceeds may or
group of targeted potential investors, the registration statement shall state the following information to the extent applicable to the offering procedure: 1. The time period during which the offer will
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................