Bangkok, August 25, 2009 ? The SEC imposed a three-year probation on Maris Tarab, in his capacity as the managing director of ING Funds (Thailand) Co., Ltd. and fund manager of T.U. Dome Residential Complex Fund (TU-PF), for failing to perform his duties prudently and professionally for the best interest of TU-PF unitholders. The probation, which covers his status as approved property fund manager/securities company executive/mutual fund manager/private fund manager/investor contact, took effect...
rights, construct, purchase, provide, sell, dispose, rent lease, hire purchase, grant of hire purchase, borrow, lend accept pledge, accept mortgage, exchange, transfer, accept transfer, or take any action
relaxation, which primarily is the permission for a securities firm to lend to clients for repayment of their margin loans at another securities firm, is aimed to facilitate restructuring of securities
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
last year. ?We are planning to lend more weight on quality improvement of our volunteers and in-depth data analysis. Work systems to accommodate such operations are being developed to ensure timely
million baht by convertible bond 265 million baht and its interests 7 million baht, and 35 million baht in cash. For loan which company lend to SUTG, it is not related transaction due to exemption
company shall not lend money for purchasing securities or lend securities for making a short sale to a person whom the company knows or should have known to be a nominee of any other person. Clause 3 When a
disposal of Land at Bueng Kham Proi will result that Modern Street will be able to lend money to the Company in order to increase liquidity of the Company. 7) Plan to utilize fund from the disposal The
where the business operator is acting for several lenders who are ready to lend the same securities at the same time. Clause 8. In the case where the business operator is the custodian for of the