Legal Execution Department (LED) on its 49th Anniversary. Mr. Seaksan Suksang (second right), Inspector General of the Ministry of Justice, acting on behalf of the LED Director General, and Ms. Niramon
responsibility and professional due care in contravention of Clause 23(2) and to have possessed a prohibited characteristic according to Clause 31(1) of the Notification of the Capital Market Supervisory Board
, the SEC conducted further investigation and found that the aforesaid investment consultants who were TMB employees had failed to perform duties with responsibility and professional due care with regard
investors first). This has led to a better process of product offering and the introduction of machine readable and Open API data presentation to accommodate further data analysis and value added services. In
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการสำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมเสวนาออนไลน์สดผ่าน Regional Webinar หัวข้อ Investing in Women-Led Businesses จัดขึ้นโดย Fair
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
Following an inspection report from Bangkok Bank Public Company Limited, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was revealed that Pongsak had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in any way. The SEC has considered that Pongsak’s misconduct of performing duties irresponsibly wit...
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
บริษัท มาสเตอร์ แอด จำกัด (มหาชน) (MACO) จะขออนุมัติที่ประชุมวิสามัญผู้ถือหุ้นในวันที่ 14 มกราคม 2563 ดังนี้(1) เข้าซื้อหุ้นบริษัท ฮัลโล บางกอก แอล อี ดี จำกัด (Hello LED) ซึ่งเป็นเจ้าของกรรมสิทธิ์