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SEC allows employees of securities companies and derivatives intermediaries to accept trading orders of capital market products from home (Work from Home) under the New Normal

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9131

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

แบบรายงาน/แบบฟอร์ม

Audit Firm’s record - Normal

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=6562&SearchNo=

แบบรายงาน/แบบฟอร์ม

applicant personal information - foreign auditor (normal)

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=8023&SearchNo=

แบบรายงาน/แบบฟอร์ม

Checklist คุณสมบัติตามเกณฑ์ SPO normal track บริษัทไทย

http://capital.sec.or.th/webapp/nrs/nrs_main_search.php?chkPost=1&chkNo=1&doc_id=7956&SearchNo=

Criminal Complaint Filed with an Inquiry Official Dated 26/11/2024

trading order or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal market condition. that was inconsistent with the normal market