for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process

Listed Company or its Subsidiary Company joins in or leaves. (3) Partial Business Transfer to the Subsidiary. Approve to the shareholders meeting to consider and approve with special resolution for the

example, hurricane damage to customer warehouses halts manufacturing and leaves them unable to pay loans Direct: data centres are flooded and unable to service customers leading to a resilience incident

past work of an analyst who leaves the employ of the CRA and joins an entity that the employee participated in rating, an obligor whose obligation the employee participated in rating, an originator

enforce policies, procedures, and controls for reviewing without unnecessary delay the past work of an analyst who leaves the employ of the CRA and joins an entity that the employee participated in rating

companies over the course of each year, focused on issues that may fall outside the scope of our analysts’ normal, ongoing due diligence meetings with companies. More than 80 percent of these engagements are

shareholder). Many of these transactions facilitate normal day-to-day business of the business group and might be economically efficient. Examples of such transactions are sale or purchase of goods, and

Audit Firm’s record - Normal

applicant personal information - foreign auditor (normal)