Asset: Lesson Learned and Moving Forward” ในโอกาสครบรอบ 30 ปี ก.ล.ต. โดยมีผู้เชี่ยวชาญ นักวิชาการ ผู้ประกอบธุรกิจ และผู้แทนหน่วยงานกำกับดูแลด้านสินทรัพย์ดิจิทัล ร่วมแลกเปลี่ยนมุมมองและถอดบทเรียนเกี่ยว
Bangkok, February 3, 2014 ? The SEC in cooperation with alliance from both public and private sectors launched ?Pride of the Provinces III? to gear up provincial businesses? fund raising and capital
JAS director, had learned from the Board of Directors' meeting invitation that on 25 January 2016 the JAS Board would consider the dividend payment for the year 2015. Based on this non-public
affirmed that he had learned of {A}'s trading on his behalf. In this case, {A} has paid compensation to the client already.Making securities trading decisions on behalf of client is in violation of Clause 20
either contract amount or price. {A} then submitted derivatives trading orders on the client's behalf whereas the client affirmed that he had learned of the trading and allowed {A} to do so. Making
material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures
2. Involved Parties Buyer : Media Studio Co. Ltd (100% held by Stronghold Asset Co. Ltd) Seller : Gear Head Co. Ltd (the Company’s affiliate) The Company’s major shareholder, i.e., BBTV Production Co
Directors’ meeting 2. Involved Parties Buyer : Media Studio Co. Ltd (100% held by Stronghold Asset Co. Ltd) Seller : Gear Head Co. Ltd (the Company’s affiliate) The Company’s major shareholder, i.e., BBTV
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for