been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

have been received from committing the offenses.* However, they all refused to comply with the civil sanction, which was deemed an indication of their disagreement to settle the case directly with SEC

Asset: Lesson Learned and Moving Forward” ในโอกาสครบรอบ 30 ปี ก.ล.ต. โดยมีผู้เชี่ยวชาญ นักวิชาการ ผู้ประกอบธุรกิจ และผู้แทนหน่วยงานกำกับดูแลด้านสินทรัพย์ดิจิทัล ร่วมแลกเปลี่ยนมุมมองและถอดบทเรียนเกี่ยว

JAS director, had learned from the Board of Directors' meeting invitation that on 25 January 2016 the JAS Board would consider the dividend payment for the year 2015. Based on this non-public

affirmed that he had learned of {A}'s trading on his behalf. In this case, {A} has paid compensation to the client already.Making securities trading decisions on behalf of client is in violation of Clause 20

either contract amount or price. {A} then submitted derivatives trading orders on the client's behalf whereas the client affirmed that he had learned of the trading and allowed {A} to do so. Making

material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company

learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures

aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for

learned the facts and development of the company?s capital increase all along. However, on 3 November 2014 at 12.53 p.m. he notified the SET that the news of MLINK holding a management meeting whose main