currently acting as Personal Data Protection Commission (PDPC) and SEC to develop knowledge in this area and build up the better understanding and practice. The successful outcome thereof has been
Asset: Lesson Learned and Moving Forward” ในโอกาสครบรอบ 30 ปี ก.ล.ต. โดยมีผู้เชี่ยวชาญ นักวิชาการ ผู้ประกอบธุรกิจ และผู้แทนหน่วยงานกำกับดูแลด้านสินทรัพย์ดิจิทัล ร่วมแลกเปลี่ยนมุมมองและถอดบทเรียนเกี่ยว
learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures
affirmed that he had learned of {A}'s trading on his behalf. In this case, {A} has paid compensation to the client already.Making securities trading decisions on behalf of client is in violation of Clause 20
either contract amount or price. {A} then submitted derivatives trading orders on the client's behalf whereas the client affirmed that he had learned of the trading and allowed {A} to do so. Making
material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
The SEC approved the 2004-2007 strategic plan covering supervision and development in the area of equity market, debt instrument market, mutual fund, and futures exchange. This aims at fortifying
The SEC approved the 2004-2007 strategic plan covering supervision and development in the area of equity market, debt instrument market, mutual fund, and futures exchange. This aims at fortifying
The SEC approved the 2004-2007 strategic plan covering supervision and development in the area of equity market, debt instrument market, mutual fund, and futures exchange. This aims at fortifying
The SEC approved the 2004-2007 strategic plan covering supervision and development in the area of equity market, debt instrument market, mutual fund, and futures exchange. This aims at fortifying