Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
Bangkok, December 21, 2006 ? Thirachai Phuvanatnaranubala, SEC Secretary-General, announced at a press conference today the SEC?s progress and achievements during the year, especially in the areas of corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with consistent preparations throughout the years. The 2006 efforts contributed to major progresses in t...
Investor Alert สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 Investor Alert Investor Alert ( 4843 record(s) found) Name Type of action Disclosure Date Link
, and take any actions with, their assets, securities trading accounts and banking accounts might lead to misconduct opportunities. Should investors have reasons to doubt the operation of any investor
Lead Capital Markets Ltd. Website: www.trade.com - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 22/02/2560)
Bangkok, February 21, 2007 ? The SEC has issued administrative sanctions on four investor contacts on the grounds of aiding or abetting unorganized market loans and malpractices relating to