Lead Capital Markets Ltd. Website: www.trade.com : Unlicensed securities and derivatives business (Disclosure Date : 22/02/2017)
Bangkok, December 21, 2006 ? Thirachai Phuvanatnaranubala, SEC Secretary-General, announced at a press conference today the SEC?s progress and achievements during the year, especially in the areas of corporate governance, securities business liberalization and enforcement. The SEC also confirmed the Thai capital market?s readiness to enter the Financial Sector Assessment Program in 2007 with consistent preparations throughout the years. The 2006 efforts contributed to major progresses in t...
Lead Capital Markets Ltd. Website: www.trade.com - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 22/02/2560)
compromising appropriate investor protection and convenience for business operation.The SEC therefore proposes to amend the regulations related to granting of approval to appraisal companies and lead
enhancement for investment analysts and research, as well as securities professionals to build investor confidence and strengthen business competitiveness. The meeting also discussed certain business obstacles
Bangkok, February 12, 2013 ? The SEC encouraged the Association of Investment Management Companies (AIMC) to improve the performance calculation practice of asset management companies to be in line with international standards in performing their role of information disclosure to facilitate investors? investment decisions. SEC Secretary-General Vorapol Socatiyanurak said in the first-quarter meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to...
Approval of Appraisal Company and Lead Appraiser Contributing [Asset Evaluation] for Capital Market Transaction