15 The Thai government agencies that offer bonds or corporate bonds shall have the following qualifications: (1) being capable of lawfully offering the bonds or corporate bonds in accordance with the
oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be branch offices granted an approval by the SEC Office
Provision __________ Clause 23 Any branch offices and oversea representative office of the intermediary, which have been established lawfully before this Notification comes into force, they are deemed to be
break the rules or fail to perform such duty, they will be held legally liable.Moreover, information concerning unitholding or change of unitholding by directors and executives of trust managers and
Agent to Facilitate the Acceptance and Execution of Trading Orders of Securities or Derivatives by assigning personnel in the capital market business who are not investment planner to take action lawfully
UNOFFICIAL TRANSLATION Codified up to No. 6 As of 12 April 2019 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives Intermediaries ______________________ By virtue of Section 98(6) of the Securities and Exchange...
AS’s capital increment; the company is lawfully established in Norway, which conducts development and production of petroleum in Norway. Bangchak’s share subscription will not exceed 90% of the newly