of larger firms, corporate culture is likely one of the most essential issues to address. However, for smaller companies, corporate culture is likely not among the most critical concerns to address
the ability of companies to access funding from a larger pool of investors. Established in 1999, the OECD Asian Roundtable on Corporate Governance has become a unique platform for engagement by senior
Notification. “critical function” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
strategies for the development and promotion of duties and self-discipline within securities companies – a critical responsibility for everyone, including the board and management, customer service, risk
Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
business in the category of securities brokerage, securities dealing, securities underwriting, mutual fund management, private fund management and securities financing. “Critical function” means any
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
Dialogue ...................................................................................... 16 Building Trust Is Critical for Effective Engagement