under supervision of the jurisdiction wherein such regulatory agency is located shall not be less than the regulations of the SEC Office; (c) a central bank which is a member of the Bank for International
SEC Office in accordance with the MOU. In this regard, the protection of interest of investors under supervision of the jurisdiction wherein such regulatory agency is located shall not be less than the
criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business; (2) being under the supervision of any of the
Appendix 2: National regulations Information on the laws and regulations relevant to performance of duty as Recognised Representative in each Host Jurisdiction 14 3 1. Introduction 1.1 Background Mobility of
Securities in jurisdictions which are signatories to the MOU, in order to foster ASEAN capital markets integration. Under the proposed Framework, the review process for a multi-jurisdiction offering of Equity
Collective Investment Schemes (CIS) Framework. The Framework enables fund managers operating in one jurisdiction to offer funds constituted and approved in that jurisdiction to retail investors in the other
certified by all directors. In addition, an executive summary must also be distributed to investors together with a subscription form. The ACMF framework refers to the multi-jurisdiction offering of equities