Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain

Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The

system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and

, violating Section 301. On February 9, 2011, the court sentenced the accused to one-year imprisonment. The accused appealed against the judgment of the Court. SEC Act S.301 Criminal Complaint Filed with an

2019, the Civil Court passed a judgment in the Decided Case No. Por. 899/2562 ordering Surasak to pay 522,500 baht and a 7.5 percent annual interest of 22,500 baht, starting from the case filing date

further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated 27/01/2014

113,500 and a further fine of Baht 500 each day starting from the next day of the judgment date until the company so complies. SEC Act S.56 and 199 Criminal Complaint Filed with an Inquiry Official Dated

173,000 baht. The accused appealed against the judgment of the Court. SEC Act S.90 Criminal Complaint Filed with an Inquiry Official Dated 02/12/2003

Appeal Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed the case. The Court sentenced the accused to five year imprisonment for entering into gas tank

Court overturned the judgment of the Court of First Instance on November 24, 2006 that dismissed the case. The Court sentenced the accused to five year imprisonment for entering into gas tank renting