Bangkok, October 13, 2014 ? The SEC allows allotment of newly issued shares in an IPO to related persons of issuing companies up to 25 per cent of total number of shares offered. For offering of
Issuing Companies dated 17 January 2548. Under the Notification, any company registering for the SEC?s approval of securities offering for sales shall file the company?s executive information onto the
Bangkok, December 3, 2009 ? The SEC is inviting the public to comment on the draft rules prescribing inappropriate characteristics of directors or management of securities issuers and listed companies whose shares are held by the public.The main objectives of the proposed rules are (1) taking action against existing executives who act improperly, and (2) preventing inappropriate acts of seeking benefits or taking advantage of shareholders of listed companies, which could harm public confidence...
ตลาดหลักทรัพย์แห่งประเทศไทยเป็นแห่งแรก (primary listing) ได้ โดยมีแนวทางการอนุญาต ดังนี้ 1. จัดตั้งอยู่ในประเทศที่มีมาตรฐานของกฎหมายและกฎเกณฑ์เป็นที่ยอมรับได้ในด้านการคุ้มครองผู้ลงทุน การกำกับดูแลกิจการ
Federation of Exchanges (WFE); 1.2 Public offering of securities must be made before listing on the SET to ensure an adequate number of free float. The offering can be made either by issuing new shares
Bangkok, June 27, 2014 ? The SEC is seeking public comment on revision of public offering rules to impose a barring period on re-filing of application for securities public offerings. Such period
To strengthen the rules governing convertible debentures offering offshore to be on par with those of convertible debentures offering onshore, with emphasis on the protection of existing shareholders
were relaxed for TSR, for instance: (1) No requirements of having financial advisor in co-preparing the application for approval and registration statement for issuing and offering of TSR. (2
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward
Bangkok, December 13, 2010 ? The SEC will impose the revised rules governing approval of share issuance for public offering on January 1, 2011. The amendment is part of the SEC?s move toward