SEC Secretary-General Ruenvadee Suwanmongkol said that while everyone is practicing social distancing to control and mitigate the impacts of the Coronavirus disease (COVID-19), small-and medium-sized businesses still need to look for opportunities to access funding channels to keep their businesses running and supports to get them through the crisis. Since today’s ever advancing digital technology can be a great help to business fundraising, SEC will host a series of online seminar to sha...
SEC Secretary-General Rapee Sucharitakul said, “previously the comprehensive provision of counselling and advisory service on investment would be limited to private wealth only while the general public would face investment difficulties as they received a lot of information but could not analyze and compare a variety of investment products available or were advised to purchase individual products, especially those products for which the investment consultants receive high sales commissions or w...
irregularity in redemption as mentioned above. Moreover, investors should not panic on the bird flu situation. Evaluating Government?s measures as well as studying researches provided by securities
with irregularity in price of securities in which mutual funds invest. AIMC will later announce the reviewed guideline for NAV calculation, affirmed Mr. Vorapol.
share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low
shares from late 2004 to early 2005 by a group of persons, the SEC probed into the case and found evidence indicating that such irregularity was caused by such group of persons who purchased and sold
the case and found that such irregularity was caused by Boonchai?s purchasing and selling of CWT shares in concealment and on a continual basis through the trading accounts of Kachapan, Chusak and
gold prices traded in the market in calculation of domestic fund?s NAV. Without irregularity, closing price of foreign ETF remains in use. The SEC has also discussed the matter with staff of Singapore
Even though the Thai financial system remains strong, with commercial banks holding healthy levels of capital and liquidity reserves, the liquidity stress and the resulting irregularity in the
irregularity, the SEC has looked into the trading transactions that may have benefited from such rumors. In doing so, the SEC took into serious account both public and non-public information including (1