: www.sec.or.th/hearing . Any involved or interested persons are invited to express their opinions on the website, or via email, to corporat@sec.or.th, or via facsimile, at 0 2263 6502, from now until 10
Bangkok, January 19, 2012 - The SEC has suspended six investor contacts for involving in the share price manipulation of Traffic Corner Holding Plc. (TRAF), currently M Pictures Entertainment Plc. (MPIC), which took place at the end of 2007 and in 2008. The suspensions became effective on December 31, 2011, with details below: (1) Sippakorn Kawsaart, then customer relations manager at KTB Securities Co., Ltd., colluded with other offenders in using other persons? trading accounts to manipulate t...
Bangkok, 6 January 2023 – The Office of the Securities and Exchange Commission (SEC) has announced appointments and rotations of departmental directors to meet the new organizational structure
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
แบบรับทราบความเสี่ยง (Structure Note)
significantly impact several parties involved, the SEC will organize a seminar to provide clarification on the rationale and principles of securities law amendment for such purpose, covering the following areas:1
The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial
The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies because business structure in Thailand is characteristic of
the economic sector. Thus, FETCO will be able to bring more efficient cooperation with both public and private sectors. Under the proposed law, the structure of the Capital Market Federation of
, with focus on related party transactions, disclosure of beneficial ownership and control; Organising the structure of enforcement authorities to allow effective and coherent action of the agencies