performance of persons involved in the operations of listed companies, and to promote the awareness of the importance of sustainable development among listed companies.” “I would like to thank all members
Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor to bring the case against all offenders for the Civil Court to impose the highest civil sanction...
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
for new information systems or enhancements to the existing information systems; (2) maintain information security for information involved in application services; (3) establish controls of development
information systems or enhancements to the existing information systems; (2) maintain information security for information involved in application services; 12 (3) establish controls of development or changes
prohibited or restricted investments. Other funds may have their ESG efforts developed by a fund board of directors working to establish ESG priorities that address portfolio risk issues or respond to concerns
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
reserve? A3 Does the monitoring process required those performing the engagement or the engagement quality management review are not involved in inspecting the engagements? A4 Does the firm have monitoring