SEC Secretary-General Ruenvadee Suwanmongkol said: “Doing good deeds for motherland can start small with any basic thing within one’s organization. The SEC, for example, introduces Vibhavadi Zero Waste Campaign using our office building on Vibhavadi Road as the starting point. We invite listed companies, our neighbors on Vibhavadi Road, to join the campaign which we hope will stimulate more efficient waste management within their organizations and reduction of waste that cannot be reused o...
SEC together with FETCO share a common view to enhance FETCO position to “The Capital Market Federation of Thailand” which would have legal status as a “juristic person” like other federations in the economic sector. Thus, FETCO will be able to bring more efficient cooperation with both public and private sectors. Under the proposed law, the structure of the Capital Market Federation of Thailand will be, among other things, as follows:(1) it will be a juristic person under the Securitie...
mainstream products such as, cryptocurrency, ICOs, or other types of Bitcoins, they could fall victim for solicitations, which would result in a loss of capital.Therefore, SEC hereby invites the public to
and Governance (ESG), as well as to build a good eco-system for investment via the promotion of alternative in investment in ESG stocks. SEC hereby invites you to experience “Every Confident Step
Upon the review of the Securities and Exchange Act, SEC finds that certain provisions of the law do not support the issuance of debt securities under the current economic situations. For example, the legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer who wants to rollover the matured debt into a new one or who wants to restructure terms and cond...
the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E. 2535 (1992) and the Derivatives Act B.E. 2546 (2003) do not keep pace with these rapidly changing environments which may unintentionally limit the area that business operators can make use of technology, such as provision that requires business operators to disclosure its financial statements to...
team in the Capital Market Datathon, developed an application designed to prevent and mitigate financial damage from investment scams advertisements and invitations. Their application, supported by the
alternatives available. 13.4 The company provides the board of directors with the invitations to the board of directors’ meetings and documentation for the meetings which contain necessary and sufficient
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 87/2558 Re: Rules, Conditions, and Procedures for Management of Retail Funds, Mutual Funds for Accredited Investors, Mutual Funds for Institutional Funds, and Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification...