Bangkok, September 21, 2007 ? The SEC has suspended three investor contacts functioning as marketing officers for violating Clause 11(2) of the SEC Notification No. SorKhor. 15/2548 Regarding

Personnel dated January 17, 2005. The SEC, therefore, revoked the approval for her investor contact status, effective from December 29, 2008.2.In the case of Surachada, her employer reported that she had been

Bangkok, December 1, 2008 ? The SEC imposed administrative sanctions on four investor contacts, as follows:  1.Pongsa Charoensettasi (revocation): Following investor complaints and his employer

misconducts, the SEC deemed Preeyanuch unqualified to be securities business personnel and securities company executive and, therefore, revoked the approval of her investor contact and securities company

Bangkok, July 27, 2006 ? The SEC has put seven approved investor contacts (marketing officers) on one-year probation for violating the Stock Exchange of Thailand?s Notification Regarding Authorized

Investor Contacts and Standards of Conduct dated 21 June 2005. Such misconducts were so severe that it deemed crucial to revoke his status as securities company personnel. Normally, frauds against

Bangkok, May 18, 2007 ? The SEC has revoked the approval for two investor contacts functioning as marketing officers ? Kritsana Sahavutipatra and Campirada Kiratikamolpatra ? on account of

Sugunya unfit to be in the securities business personnel and, therefore, revoked the approval for the investor contact, effective immediately.

Bangkok, February 23, 2010 ? The SEC revoked investor contact approval of Chirawan Vatanavijarn for five years, effective from February 23, 2010, suspended Watanya Wongopasi from duty for one month

: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)